Know Your Clients’ Risk Tolerance

Pocket Risk is an online risk tolerance questionnaire for financial advisors.
It helps you assess how much investment risk your clients are willing to take.

As Seen On…

Financial-Planning
Investment-News
CNBC
FT-Adviser

The Problem With Risk Questionnaires Today

Boilerplate questionnaires

Have you come across those boilerplate questionnaires that are easily gamed and fail to give you an accurate result?

The type of questionnaires you and your clients can’t take seriously but have to do to “check the box”? 67% of the advisors we speak to still use those questionnaires, do you?

Difficult to use

Have you found yourself having to explain a risk tolerance questionnaire to a client or even fill it out for them?

Do you send paper questionnaires or struggle with yet another client online log in?

Not compliant

If the regulator entered your office today and went through your suitability files, would you pass or be worried about a fine?

Have you ever had a client complaint? Are you confident your reputation could survive it without the proper suitability documentation? Would be scrambling for the right paperwork?

Pocket Risk Helps You Know Your Clients And Recommend The Right Investments

Easy For Clients To Complete

– Your clients can complete the questionnaire on paper or online in 5 minutes. They get sent a private link where they can complete it and you get notified immediately when it’s done.

investor-risk-profile
risk-tolerance-questionnaire

Academic and Compliant Questionnaire

– The questionnaire is robust. It is based on academic research and designed to meet regulator guidelines. Questions cover investment risk tolerance, risk capacity, client financial goals and behavioural finance.

Know Your Clients’ Risk Tolerance

– Assess your clients’ results and discover what is really going on in their head. Spark insightful conversations and build a fruitful relationship.

risk-tolerance-report
investor-risk-tolerance-assesment

Recommend The Right Investments

– You can connect the final score to your model portfolios and go straight from discussing risk to identifying investments.

More Than A Questionnaire…

website

Add Pocket Risk to your website

model-portfolios

Add your model portfolios

security

Rock solid security

international

International – US, UK, Canada, Australia, NZ, India

logo-branding

Add your logo and branding

integrations

Integrations – Redtail CRM. More coming soon

mobile

Mobile friendly

disclosures

Add your own questions and disclosures

compliance

Compliance – FINRA, SEC, FCA, MFDA, IIROC, ASIC and others

Start Assessing Your Clients’ Risk Tolerance Today

Pocket Risk Is Trusted By…

univest

$5.2 billion banking group

richard-siegel

Richard Siegel – ARQ Wealth Advisors – $135m AUM

rothenberg

Independent Canadian Financial Services Broker

steve-martin

Steve Martin – Smart Financial – £70m AUM Independent Financial Adviser

michelle-smith

Michelle Smith – Source Financial Advisors – $265m AUM

guidestone

$10.4 billion financial services group

ryan-callan

Ryan Callan – Callan Capital – $724m AUM

randolph-redmond

Randolph Redmond – IAR
Cambridge Investment Research

Free 5-Part Email Course: How To Assess Your Clients’ Risk Profile

You will learn:

The four risks in your clients’ risk profile
Where compliance is going next
Case Study – How one advisor successfully on-boards her clients

Partnerships

schwab
cambridge-investment-research
xy-planning-network
garrett-planning-network
napfa

Start Assessing Your Clients’ Risk Tolerance Today