risk tolerance questionnairefor financial advisors.
Recommend the right investments for your clients.
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The Problem With Risk Questionnaires Today
Have you come across those boilerplate questionnaires that are easily gamed and fail to give you an accurate result?
The type of questionnaires you and your clients can’t take seriously but have to do to “check the box”? 67% of the advisors we speak to still use those questionnaires, do you?
Difficult to use
Have you found yourself having to explain a risk tolerance questionnaire to a client or even fill it out for them?
Do you send paper questionnaires or struggle with yet another client online log in?
If the regulator entered your office today and went through your suitability files, would you pass or be worried about a fine?
Have you ever had a client complaint? Are you confident your reputation could survive it without the proper suitability documentation? Would be scrambling for the right paperwork?
Pocket Risk Helps You Know Your Clients, Satisfy Compliance And Recommend The Right Investments
Easy For Clients To Complete
– Your clients can complete the questionnaire on paper or online in 5 minutes. They get sent a private link where they can complete it and you get notified immediately when it’s done.
Academic and Compliant Questionnaire
– The questionnaire is robust. It is based on academic research and designed to meet regulator guidelines. Questions cover investment risk tolerance, risk capacity, client financial goals and behavioural finance.
Know Your Clients’ Risk Tolerance
– Assess your clients’ results and discover what is really going on in their head. Spark insightful conversations and build a fruitful relationship.
Recommend The Right Investments
– You can connect the final score to your model portfolios and go straight from discussing risk to identifying investments.
More Than A Questionnaire…
Add Pocket Risk to your website
Add your model portfolios
Rock solid security
International - US, UK, Canada, Australia, NZ, India
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Integrations - Redtail CRM. More coming soon
Add your own questions and disclosures
Compliance - FINRA, SEC, FCA, MFDA, IIROC, ASIC and others
Pocket Risk Is Trusted By…
$5.2 billion banking group
Richard Siegel - ARQ Wealth Advisors - $135m AUM
Independent Canadian Financial Services Broker
Steve Martin - Smart Financial - £70m AUM Independent Financial Adviser
Michelle Smith - Source Financial Advisors - $265m AUM
$10.4 billion financial services group
Ryan Callan - Callan Capital - $724m AUM
Randolph Redmond - IAR
Cambridge Investment Research
Free 6-Part Email Course: How To Assess Your Clients’ Risk Profile
You will learn:
The four risks in your clients' risk profile
Where compliance is going next
Case Study - How one advisor successfully on-boards her clients