An Insightful Risk Profile Questionnaire
Your Clients Will Appreciate
Built for financial advisors - Onboard clients, assess risk, determine a portfolio
and win new business
The Problem with Risk Questionnaires Today
Boilerplate - are you getting actionable information about your clients?
Education - are your clients educated about the risks of investing?
Appropriate Portfolio - are your clients in the appropriate portfolio?
Lost Business - does your questionnaire help show prospects how they are on the wrong investment path?
Why Advisors Choose Pocket Risk
An Accurate Assessment
Aquestionnaire backed by academic research that helps you understand your clients' risk profile.
Insightful Risk Reporting &
Connect To Your Model Portfolios
A detailed report that analyzes your clients' results with the option to connect them to your model portfolios.
More than a questionnaire...
Add Your Own Questions, Logo and Branding
Customize Pocket Risk to your own look and feel.
Put The Questionnaire On Your Website
Add the questionnaire to your website and capture leads.
Integrations and Mobile
Pocket Risk integrates with Redtail CRM with others to follow. Our questionnaire is mobile friendly.
Meet Your Compliance Needs
Built to help you comply with the SEC and FINRA. Pocket Risk possesses a FINRA Comment Letter.
"Pocket Risk helps my firm win new business"
"Pocket Risk helps my firm win new business. Through accurately assessing a person's risk profile I've been able to show prospects how their existing portfolio failed to meet their needs. As a result prospects have become clients and we've worked to correctly align their portfolios."Ryan Callan, Principal, Callan Capital
How You Can Use Pocket Risk
We work with Independent RIAs, IARs, Hybrids, Dually Registered Advisors, Broker-Dealers and others. All use Pocket Risk to...
Qualify Prospects Onboard New Clients Re-Assess Risk During Annual Reviews Client Acquisition
How To Assess Your Clients’ Risk Profile
You will learn
The four risks in your clients' risk profile
The latest academic insights from behavioral finance
Where regulators and compliance are going next
Case Study - How one advisor successfully onboards her clients and assesses their risk
"...accurately measures my clients' ability to tolerate market risks"
"I recommend it highly, mostly because it accurately measures my clients' ability to tolerate market risks."Gene Kowalski, Principal, Solitude Financial Services