Pocket Risk is an online risk tolerance questionnaire for financial advisors.
It helps you assess how much investment risk your clients are willing to take.
Compliant with all risk profiling regulations. Secure, web-based platform.
Backed by Nobel Prize-winning academic research.
Have you come across those boilerplate questionnaires that are easily gamed and fail to give you an accurate result?
The type of questionnaires you and your clients can’t take seriously but have to do to “check the box”? 67% of the advisors we speak to still use those questionnaires, do you?
Have you found yourself having to explain a risk tolerance questionnaire to a client or even fill it out for them?
Do you send paper questionnaires or struggle with yet another client online log in?
If the regulator entered your office today and went through your suitability files, would you pass or be worried about a fine?
Have you ever had a client complaint? Are you confident your reputation could survive it without the proper suitability documentation? Would be scrambling for the right paperwork?
– Your clients can complete the questionnaire on paper or online in 5 minutes. They get sent a private link where they can complete it and you get notified immediately when it’s done.
– The questionnaire is robust. It is based on academic research and designed to meet regulator guidelines. Questions cover investment risk tolerance, risk capacity, client financial goals and behavioural finance.
– Assess your clients’ results and discover what is really going on in their head. Spark insightful conversations and build a fruitful relationship.
– You can connect the final score to your model portfolios and go straight from discussing risk to identifying investments.
Add Pocket Risk to your website
Add your model portfolios
Rock solid security
International – US, UK, Canada, Australia, NZ, India
Add your logo and branding
Integrations – Redtail CRM. More coming soon
Mobile friendly
Add your own questions and disclosures
Compliance – FINRA, SEC, FCA, MFDA, IIROC, ASIC and others
$5.2 billion banking group
Richard Siegel – ARQ Wealth Advisors – $135m AUM
Independent Canadian Financial Services Broker
Steve Martin – Smart Financial – £70m AUM Independent Financial Adviser
Michelle Smith – Source Financial Advisors – $265m AUM
$10.4 billion financial services group
Ryan Callan – Callan Capital – $724m AUM
Randolph Redmond – IAR
Cambridge Investment Research
The four risks in your clients’ risk profile
Where compliance is going next
Case Study – How one advisor successfully on-boards her clients
